0001193125-14-000985.txt : 20140103 0001193125-14-000985.hdr.sgml : 20140103 20140102173333 ACCESSION NUMBER: 0001193125-14-000985 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140102 GROUP MEMBERS: AAI BLUEMOUNTAIN FUND PLC GROUP MEMBERS: BLUE MOUNTAIN CA MASTER FUND GP, LTD. GROUP MEMBERS: BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC GROUP MEMBERS: BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P. GROUP MEMBERS: BLUEMOUNTAIN DISTRESSED GP, LLC GROUP MEMBERS: BLUEMOUNTAIN DISTRESSED MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN GP HOLDINGS, LLC GROUP MEMBERS: BLUEMOUNTAIN KICKING HORSE FUND GP, LLC GROUP MEMBERS: BLUEMOUNTAIN KICKING HORSE FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC GROUP MEMBERS: BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN MONTENVERS GP S.A R.L GROUP MEMBERS: BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF GROUP MEMBERS: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC GROUP MEMBERS: BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN TIMBERLINE LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48053 FILM NUMBER: 14502803 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BlueMountain Capital Management, LLC CENTRAL INDEX KEY: 0001427430 IRS NUMBER: 261523875 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 905-3900 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 d652568dsc13da.htm AMENDMENT NO.8 TO SCHEDULE 13D Amendment No.8 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 8)*

 

 

LEXMARK INTERNATIONAL, INC.

(Name of Issuer)

Class A Common Stock, $0.01 par value

(Title of Class of Securities)

529771107

(CUSIP Number)

Paul Friedman

BlueMountain Capital Management, LLC

280 Park Avenue, 5th Floor East

New York, New York 10017

212-905-3990

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 31, 2013

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D

 

CUSIP No. 529771107   Page 2 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Capital Management, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    3,784,377

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    3,784,377

(11)  

Aggregate amount beneficially owned by each reporting person

 

    3,784,377

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    6.1%(1)

(14)  

Type of reporting person (see instructions)

 

    IA

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 3 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain GP Holdings, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    3,217,484

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    3,217,484

(11)  

Aggregate amount beneficially owned by each reporting person

 

    3,217,484

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    5.2%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 4 of 32

 

  (1)   

Name of reporting persons.

 

Blue Mountain Credit Alternatives Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    1,525,314

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    1,525,314

(11)  

Aggregate amount beneficially owned by each reporting person

 

    1,525,314

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    2.5%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 5 of 32

 

  (1)   

Name of reporting persons.

 

Blue Mountain CA Master Fund GP, Ltd.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    1,525,314

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    1,525,314

(11)  

Aggregate amount beneficially owned by each reporting person

 

    1,525,314

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    2.5%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 6 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Long/Short Credit Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    395,196

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    395,196

(11)  

Aggregate amount beneficially owned by each reporting person

 

    395,196

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.6%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 7 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Long/Short Credit GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    395,196

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    395,196

(11)  

Aggregate amount beneficially owned by each reporting person

 

    395,196

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.6%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 8 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Distressed Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    87,663

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    87,663

(11)  

Aggregate amount beneficially owned by each reporting person

 

    87,663

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 9 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Distressed GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    87,663

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    87,663

(11)  

Aggregate amount beneficially owned by each reporting person

 

    87,663

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 10 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Strategic Credit Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    189,521

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    189,521

(11)  

Aggregate amount beneficially owned by each reporting person

 

    189,521

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.3%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 11 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Strategic Credit GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    189,521

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    189,521

(11)  

Aggregate amount beneficially owned by each reporting person

 

    189,521

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.3%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 12 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Timberline Ltd.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    94,832

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    94,832

(11)  

Aggregate amount beneficially owned by each reporting person

 

    94,832

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.2%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 13 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Credit Opportunities Master Fund I L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    944,022

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    944,022

(11)  

Aggregate amount beneficially owned by each reporting person

 

    944,022

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    1.5%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 14 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Credit Opportunities GP I, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    944,022

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    944,022

(11)  

Aggregate amount beneficially owned by each reporting person

 

    944,022

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    1.5%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 15 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Kicking Horse Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    75,768

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    75,768

(11)  

Aggregate amount beneficially owned by each reporting person

 

    75,768

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 16 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Kicking Horse Fund GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    75,768

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    75,768

(11)  

Aggregate amount beneficially owned by each reporting person

 

    75,768

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 17 of 32

 

  (1)   

Name of reporting persons.

 

AAI BlueMountain Fund PLC*

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Ireland

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    45,501

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    45,501

(11)  

Aggregate amount beneficially owned by each reporting person

 

    45,501

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.1%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
* The shares of Common Stock are owned by BlueMountain Long/Short Credit and Distressed Reflection Fund, a sub-fund of AAI BlueMountain Fund PLC.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 18 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Montenvers Master Fund SCA SICAV-SIF

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Luxembourg

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    426,560

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    426,560

(11)  

Aggregate amount beneficially owned by each reporting person

 

    426,560

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.7%(1)

(14)  

Type of reporting person (see instructions)

 

    PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107   Page 19 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Montenvers GP S.à r.l.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

    WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)    ¨

 

  (6)  

Citizenship or place of organization

 

    Luxembourg

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

    0

     (8)   

Shared voting power

 

    426,560

     (9)   

Sole dispositive power

 

    0

   (10)   

Shared dispositive power

 

    426,560

(11)  

Aggregate amount beneficially owned by each reporting person

 

    426,560

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)    ¨

 

(13)  

Percent of class represented by amount in Row (11)

 

    0.7%(1)

(14)  

Type of reporting person (see instructions)

 

    CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 20 of 32

 

ITEM 1. Security of the Issuer.

This Amendment No. 8 (this “Amendment No. 8”) amends the Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on April 26, 2013, as amended by Amendment No. 1 to the Schedule 13D filed on June 5, 2013, Amendment No. 2 to the Schedule 13D filed on June 13, 2013, Amendment No. 3 to the Schedule 13D filed on June 14, 2013, Amendment No. 4 to the Schedule 13D filed on July 30, 2013, Amendment No. 5 to the Schedule 13D filed on December 5, 2013, Amendment No. 6 to the Schedule 13D filed on December 9, 2013 and Amendment No. 7 to the Schedule 13D filed on December 16, 2013, relating to the Class A Common Stock, par value $0.01 per share (the “Common Stock”), of Lexmark International, Inc., a Delaware corporation (the “Issuer”). The Issuer’s principal executive office is located at One Lexmark Centre Drive, 740 West New Circle Road, Lexington, Kentucky 40550. Unless specifically amended hereby, the disclosures set forth in the Schedule 13D remain unchanged. Capitalized terms used and not defined in this Amendment No. 8 have the meaning set forth in the Schedule 13D. This Amendment No. 8 is being filed to amend Item 4, Item 5 and Item 7 of the Schedule 13D as follows:

 

ITEM 4. Purpose of the Transaction.

Item 4 of the Schedule 13D is hereby amended by deleting the reference to “4,415,001” in the first sentence thereof and replacing it with “3,784,377.”

 

ITEM 5. Interest in Securities of the Issuer.

Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are hereby deleted and replaced with the following:

(a) and (b) The 3,784,377 shares of Common Stock beneficially owned, in the aggregate, by the BlueMountain Funds as of December 31, 2013, represent approximately 6.1% of the issued and outstanding shares of Common Stock of the Issuer, with such percentage calculated in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. A further detailed breakdown of the Reporting Persons’ beneficial ownership of Common Stock is as follows:

 

  A. Investment Manager

 

  (a) Amount beneficially owned: 3,784,377

Percent of class: 6.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 3,784,377.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 3,784,377.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 21 of 32

 

  B. Ultimate General Partner

 

  (a) Amount beneficially owned: 3,217,484

Percent of class: 5.2%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 3,217,484.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 3,217,484.

 

  C. Credit Alternatives

 

  (a) Amount beneficially owned: 1,525,314

Percent of class: 2.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 1,525,314.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 1,525,314.

 

  D. BMCA GP

 

  (a) Amount beneficially owned: 1,525,314

Percent of class: 2.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 1,525,314.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 1,525,314.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 22 of 32

 

  E. Long/Short Credit

 

  (a) Amount beneficially owned: 395,196

Percent of class: 0.6%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 395,196.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 395,196.

 

  F. Long/Short Credit GP

 

  (a) Amount beneficially owned: 395,196

Percent of class: 0.6%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 395,196.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 395,196.

 

  G. Distressed

 

  (a) Amount beneficially owned: 87,663

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 87,663.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 87,663.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 23 of 32

 

  H. Distressed GP

 

  (a) Amount beneficially owned: 87,663

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 87,663.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 87,663.

 

  I. Strategic Credit

 

  (a) Amount beneficially owned: 189,521

Percent of class: 0.3%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 189,521.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 189,521.

 

  J. Strategic Credit GP

 

  (a) Amount beneficially owned: 189,521

Percent of class: 0.3%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 189,521.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 189,521.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 24 of 32

 

  K. Timberline

 

  (a) Amount beneficially owned: 94,832

Percent of class: 0.2%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 94,832.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 94,832.

 

  L. COF

 

  (a) Amount beneficially owned: 944,022

Percent of class: 1.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 944,022.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 944,022.

 

  M. COF GP

 

  (a) Amount beneficially owned: 944,022

Percent of class: 1.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 944,022.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 944,022.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 25 of 32

 

  N. Kicking Horse

 

  (a) Amount beneficially owned: 75,768

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 75,768.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 75,768.

 

  O. Kicking Horse GP

 

  (a) Amount beneficially owned: 75,768

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 75,768.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 75,768.

 

  P. AAI

 

  (a) Amount beneficially owned: 45,501

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 45,501.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 45,501.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 26 of 32

 

  Q. Montenvers

 

  (a) Amount beneficially owned: 426,560

Percent of class: 0.7%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 426,560.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 426,560.

 

  R. Montenvers GP

 

  (a) Amount beneficially owned: 426,560

Percent of class: 0.7%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 426,560.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 426,560.

The Investment Manager, each General Partner and the Ultimate General Partner, each expressly declare that this filing shall not be construed as an admission that each is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this filing.

None of the Reporting Persons beneficially own any other shares of Common Stock of the Issuer.

(c) The following transactions in the Common Stock were effected by the Reporting Persons in the open market since the most recent filing of the Schedule 13D:

 

TradeDt

  

InsType

  

Fund

  

Ticker

  

Ccy

   Number     ExecPrc     

EqyType

  

Cpty

12/31/2013

   Eqy    Credit Alternatives    LXK    USD      (4,506     35.434405       Stock    BARCLN

12/31/2013

   Eqy    Distressed    LXK    USD      (1,331     35.434405       Stock    BARCLN

12/31/2013

   Eqy    Timberline    LXK    USD      (1,474     35.434405       Stock    BARCLN

12/31/2013

   Eqy    COF    LXK    USD      (14,717     35.434405       Stock    BARCLN

12/31/2013

   Eqy    AAI    LXK    USD      (710     35.434405       Stock    BARCLN

12/31/2013

   Eqy    Strategic Credit    LXK    USD      (2,959     35.434405       Stock    BARCLN

12/31/2013

   Eqy    Kicking Horse    LXK    USD      (1,186     35.434405       Stock    BARCLN

12/31/2013

   Eqy    Long/Short Credit    LXK    USD      (5,937     35.434405       Stock    BARCLN

12/31/2013

   Eqy    Montenvers    LXK    USD      (6,792     35.434405       Stock    BARCLN

12/30/2013

   Eqy    Montenvers    LXK    USD      (5,823     35.353029       Stock    BARCLN

12/30/2013

   Eqy    Long/Short Credit    LXK    USD      (6,332     35.353029       Stock    BARCLN

12/30/2013

   Eqy    Distressed    LXK    USD      (1,592     35.353029       Stock    BARCLN

12/30/2013

   Eqy    AAI    LXK    USD      (835     35.353029       Stock    BARCLN

12/30/2013

   Eqy    Timberline    LXK    USD      (1,750     35.353029       Stock    BARCLN

12/30/2013

   Eqy    COF    LXK    USD      (17,499     35.353029       Stock    BARCLN

12/30/2013

   Eqy    Kicking Horse    LXK    USD      (1,406     35.353029       Stock    BARCLN

12/30/2013

   Eqy    Strategic Credit    LXK    USD      (3,526     35.353029       Stock    BARCLN

12/27/2013

   Eqy    Strategic Credit    LXK    USD      (74     35.001699       Stock    BARCLN

12/27/2013

   Eqy    COF    LXK    USD      (409     35.001699       Stock    BARCLN

12/27/2013

   Eqy    Kicking Horse    LXK    USD      (39     35.001699       Stock    BARCLN

12/27/2013

   Eqy    AAI    LXK    USD      (27     35.001699       Stock    BARCLN

12/27/2013

   Eqy    Long/Short Credit    LXK    USD      (466     35.001699       Stock    BARCLN

12/27/2013

   Eqy    Timberline    LXK    USD      (42     35.001699       Stock    BARCLN

12/27/2013

   Eqy    Distressed    LXK    USD      (5     35.001699       Stock    BARCLN

12/26/2013

   Eqy    Long/Short Credit    LXK    USD      (238     35.019282       Stock    BARCLN

12/26/2013

   Eqy    Strategic Credit    LXK    USD      (140     35.019282       Stock    BARCLN

12/26/2013

   Eqy    COF    LXK    USD      (697     35.019282       Stock    BARCLN

12/26/2013

   Eqy    Kicking Horse    LXK    USD      (56     35.019282       Stock    BARCLN

12/26/2013

   Eqy    AAI    LXK    USD      (33     35.019282       Stock    BARCLN

12/26/2013

   Eqy    Timberline    LXK    USD      (70     35.019282       Stock    BARCLN

12/26/2013

   Eqy    Distressed    LXK    USD      (65     35.019282       Stock    BARCLN

12/26/2013

   Eqy    Strategic Credit    LXK    USD      (656     35.050526       Stock    BARCLN

12/26/2013

   Eqy    COF    LXK    USD      (3,174     35.050526       Stock    BARCLN

12/26/2013

   Eqy    Kicking Horse    LXK    USD      (241     35.050526       Stock    BARCLN

12/26/2013

   Eqy    AAI    LXK    USD      (136     35.050526       Stock    BARCLN

12/26/2013

   Eqy    Timberline    LXK    USD      (317     35.050526       Stock    BARCLN

12/26/2013

   Eqy    Distressed    LXK    USD      (376     35.050526       Stock    BARCLN

12/23/2013

   Eqy    Distressed    LXK    USD      (1,281     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    Strategic Credit    LXK    USD      (2,920     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    COF    LXK    USD      (14,632     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    Timberline    LXK    USD      (1,472     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    Kicking Horse    LXK    USD      (1,188     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    AAI    LXK    USD      (722     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    Long/Short Credit    LXK    USD      (7,629     35.037692       Stock    MSCSNY

12/23/2013

   Eqy    Montenvers    LXK    USD      (10,881     35.037692       Stock    MSCSNY

12/20/2013

   Eqy    Montenvers    LXK    USD      (10,662     35.032446       Stock    BARCLN

12/20/2013

   Eqy    Long/Short Credit    LXK    USD      (9,481     35.032446       Stock    BARCLN

12/20/2013

   Eqy    Kicking Horse    LXK    USD      (1,898     35.032446       Stock    BARCLN

12/20/2013

   Eqy    Strategic Credit    LXK    USD      (4,747     35.032446       Stock    BARCLN

12/20/2013

   Eqy    AAI    LXK    USD      (1,140     35.032446       Stock    BARCLN

12/20/2013

   Eqy    COF    LXK    USD      (23,647     35.032446       Stock    BARCLN

12/20/2013

   Eqy    Timberline    LXK    USD      (2,376     35.032446       Stock    BARCLN

12/20/2013

   Eqy    Distressed    LXK    USD      (2,201     35.032446       Stock    BARCLN

12/20/2013

   Eqy    Timberline    LXK    USD      (173     35.132602       Stock    BARCLN

12/20/2013

   Eqy    Montenvers    LXK    USD      (7,562     35.132602       Stock    BARCLN

12/20/2013

   Eqy    Long/Short Credit    LXK    USD      (9,324     35.132602       Stock    BARCLN

12/20/2013

   Eqy    COF    LXK    USD      (31,910     35.132602       Stock    BARCLN

12/20/2013

   Eqy    Strategic Credit    LXK    USD      (10,147     35.132602       Stock    BARCLN

12/20/2013

   Eqy    Kicking Horse    LXK    USD      (6,100     35.132602       Stock    BARCLN

12/20/2013

   Eqy    Distressed    LXK    USD      (4,563     35.132602       Stock    BARCLN

12/20/2013

   Eqy    AAI    LXK    USD      (5,127     35.132602       Stock    BARCLN

12/11/2013

   Eqy    COF    LXK    USD      (5,001     35.028528       Stock    BARCLN

12/11/2013

   Eqy    COF    LXK    USD      (1,654     35.028528       Stock    BARCLN

12/11/2013

   Eqy    COF    LXK    USD      (247     35.028528       Stock    BARCLN

12/10/2013

   Eqy    COF    LXK    USD      (86,045     35.16922       Stock    BARCLN

12/10/2013

   Eqy    COF    LXK    USD      (34,362     35.16922       Stock    BARCLN

12/10/2013

   Eqy    COF    LXK    USD      (4,460     35.16922       Stock    BARCLN

12/9/2013

   Eqy    COF    LXK    USD      (57,319     35.378326       Stock    BARCLN

12/9/2013

   Eqy    COF    LXK    USD      (37,631     35.378326       Stock    BARCLN

12/9/2013

   Eqy    COF    LXK    USD      (3,515     35.378326       Stock    BARCLN

 

ITEM 7. Material to be Filed as Exhibits.

The following shall be added to the end of Item 7.

9. Joint Filing Agreement dated January 2, 2014, attached as Exhibit 9 hereto.


SCHEDULE 13D

 

CUSIP No. 529771107    Page 27 of 32

 

SIGNATURES

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

DATED: January 2, 2014
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.

BY:

  BLUE MOUNTAIN CA MASTER FUND GP, LTD.

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUE MOUNTAIN CA MASTER FUND GP, LTD.

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P.

BY:

  BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY:

  BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY:

  BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.

BY:

  BLUEMOUNTAIN DISTRESSED GP, LLC

BY:

  BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN DISTRESSED GP, LLC

BY:

  BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


SCHEDULE 13D

 

CUSIP No. 529771107    Page 28 of 32

 

BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.

BY:

 

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN TIMBERLINE LTD.

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.

BY:

 

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND L.P.

BY:

 

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY:

  BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND, A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC

BY:

 

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


SCHEDULE 13D

 

CUSIP No. 529771107    Page 29 of 32

 

BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF

BY:

 

BLUEMOUNTAIN MONTENVERS GP S.à r.l.

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person
BLUEMOUNTAIN MONTENVERS GP S.à r.l.

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)

EX-9 2 d652568dex9.htm EX-9 EX-9

SCHEDULE 13D

 

CUSIP No. 529771107    Page 30 of 32

 

EXHIBIT 9

JOINT FILING AGREEMENT

The undersigned agree that the Amendment No. 8 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of January 2, 2014, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each of them pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

 

DATED: January 2, 2014
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.

BY:

 

BLUE MOUNTAIN CA MASTER FUND GP, LTD.

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUE MOUNTAIN CA MASTER FUND GP, LTD.

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director
BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P.

BY:

 

BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.

BY:

 

BLUEMOUNTAIN DISTRESSED GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


SCHEDULE 13D

 

CUSIP No. 529771107    Page 31 of 32

 

BLUEMOUNTAIN DISTRESSED GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.

BY:

 

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer
BLUEMOUNTAIN TIMBERLINE LTD.

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.

BY:

 

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND L.P.

BY:

 

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY:

  BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY:

 

BLUEMOUNTAIN GP HOLDINGS, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


SCHEDULE 13D

 

CUSIP No. 529771107    Page 32 of 32

 

BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND, A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC

BY:

 

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF

BY:

 

BLUEMOUNTAIN MONTENVERS GP S.à r.l.

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person
BLUEMOUNTAIN MONTENVERS GP S.à r.l.

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person